SUPERVISORY SECURITIES COMPLIANCE EXAMINER Job in Boston, Massachusetts – Other Agencies and Independent Organizations



The United States government is a massive employer, and is always looking for qualified candidates to fill a wide variety of open employment positions in locations across the country. Below you’ll find a Qualification Summary for an active, open job listing from the Other Agencies and Independent Organizations. The opening is for a SUPERVISORY SECURITIES COMPLIANCE EXAMINER in Boston, Massachusetts Feel free to browse this and any other job listings and reach out to us with any questions!

Securities and Exchange Commission, Other Agencies and Independent Organizations
Job ID: 494442
Start Date: 08/10/2021
End Date: 08/31/2021

Qualification Summary
All qualification requirements must be met by the closing date of this announcement. Time-in-grade for this announcement is one year at the GS/SK-14/15 level. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. MINIMUM QUALIFICATION REQUIREMENT:
SK-17: Applicant must have at least one year of specialized experience equivalent to the GS/SK-14/15 level. Specialized experience includes the following: Conducting compliance inspections, examinations, investigations, and/or audits of broker-dealers, clearing agencies, transfer agents, municipal advisers, investment advisers, investment companies and/or other self-regulatory organizations; AND Identifying emerging risks and issues affecting financial institutions; AND/OR Leading teams of staff with varying backgrounds (e.g., legal, accounting, examining).

If you’d like to submit a resume or apply for this position, please contact Premier Veterans at All are free to apply!


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